Eurex Exchange

Results: 323



#Item
151Eurex / Swiss Financial Market Supervisory Authority / Limited liability company / Securities Exchange Act / Direct Edge / U.S. Securities and Exchange Commission / Financial regulation / Business / International Securities Exchange / Government / United States securities law

Page 100 of 129 Exhibit 5F – Form of Agreement and Consent by and between Eurex Global Derivatives AG and Eurex Zürich AG Text of the Proposed Rule Change All text to be deleted

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 10:59:47
152Swiss Financial Market Supervisory Authority / Business / Eurex / Securities Exchange Act / Limited liability company / U.S. Securities and Exchange Commission / Direct Edge / Securities market / Securities Commission / Government / International Securities Exchange / United States securities law

Page 93 of 129 Exhibit 5E – Form of Eurex Global Derivatives AG Corporate Resolutions Text of the Proposed Rule Change All text to be deleted FORM OF EUREX GLOBAL DERIVATIVES AG CORPORATE RESOLUTION

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 10:59:37
153Swiss Financial Market Supervisory Authority / Topaz / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / International Securities Exchange / Eurex / Securities regulation in the United States / Crystallography / United States securities law / Government / Government of Switzerland

Microsoft Word - ISE_Gemini-2014-24_Exhibit_5E_-_Form_of_EGD_Corporate_Resolution

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 13:15:13
154Eurex / Investment / Stock market / Direct Edge / Stock exchange / Financial system / Securities Exchange Act / Futures contract / Deutsche Börse / International Securities Exchange / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]November 5, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modi

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 11:13:42
155Investment banks / Finance / Deutsche Bank / Investment banking / Eurex / Prime brokerage / Exchange-traded fund / Treasury management / UBS / Investment / Financial economics / Primary dealers

Deutsche Bank Deutsche Bank Resolution Plan Section 1 Public Section 29 June 2012

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Source URL: www.fdic.gov

Language: English - Date: 2013-09-11 15:36:10
156Deutsche Börse / Eurex / United States securities law / International Securities Exchange / Topaz / Swiss Financial Market Supervisory Authority / Securities Exchange Act / Derivative / SIX Swiss Exchange / Financial economics / Financial system / Finance

Microsoft Word - ISE_Gemini-2014-24_Exhibit_5F_-_Form_of_EGD_and_EZAG_Agreement_and_Consent

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 13:15:17
157Common law / Equity / International Securities Exchange / Trust law / Eurex / Direct Edge / Delaware statutory trust / Corporation / Law / Private law / Types of business entity

Page 54 of 129 Exhibit 5C – Third Amended and Restated Trust Agreement Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletions.

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 10:59:13
158Financial regulation / Limited liability company / Eurex / U.S. Securities and Exchange Commission / Securities Exchange Act / Swiss Financial Market Supervisory Authority / Federal Reserve System / Business / United States securities law / Government / International Securities Exchange

Page 87 of 129 Exhibit 5D – Form of Swiss Parent Corporation Resolutions Text of the Proposed Rule Change All text to be deleted FORM OF SWISS PARENT CORPORATION RESOLUTIONS

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 10:59:28
159Corporate resolution / U.S. Securities and Exchange Commission / Business / Government / International Securities Exchange / Eurex / Limited liability company

Page 87 of 131 Exhibit 5D – Form of Swiss Parent Corporation Resolutions Text of the Proposed Rule Change All text to be deleted

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Source URL: www.sec.gov

Language: English - Date: 2014-11-06 13:15:10
160LCH.Clearnet / Securities / Stock market / Eurex / Clearing / Derivative / Futures contract / ACT / Exchange / Financial economics / Financial system / Finance

CCP Risk Review The leading comparative assessment of the rules and procedures of CCPs In cooperation with :

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Source URL: www.foa.co.uk

Language: English - Date: 2014-11-14 06:15:04
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